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Financial Services Compliance
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Course data
Introduction to Financial Services Compliance
Welcome
Information
Announcements
LEARNER DISCUSSION FORUM
Presentation Slides
Welcome Dialogue
Course 1 : Financial Services Regulation
Compliance Textbook
Compliance Workbook PDF copy
Compliance online workbook quiz - Section 1 - Introduction and Code of Conduct
Compliance online workbook quiz - Section 2 - The Banks Act and Prudential Regulation
Compliance online workbook quiz - Section 3 - National Credit Act
Compliance online workbook quiz - Section 4 - Financial Advisory and Intermediary Services Act
Compliance online workbook quiz - Section 5 - Financial Intelligence Centre Act
Course 2 : Treating Customers Fairly Principles
Treating Customers Fairly Notes
TCF Quiz
Course 3 : Credit Products
Textbook - Loans and Facilities
Quiz 1 - Features of Credit Products
Quiz 2 - Interest Rates and Fees
Quiz 3 - Loan Amortisation Schedules
Quiz 4 - Range of Credit Products
Course 4 - Saving and Investing
Textbook - Saving and Investing
Quiz 1 - Theories of Saving and Investing
Quiz 2 - Informal Methods of Saving
Quiz 3 - Attributes of Savings Instruments
Quiz 4 - Deposit Product Features
Quiz 5 - Sources of Fee Income
Quiz 6 - Delivery Channels
Courses 5 and 6 : Class of Business Training (COB)
Class of Business Fact Sheet
Course 5: Class of Business - Short-Term and Long-Term Deposits
Alignment Matrix
Class of Business Textbook: Short-term and Long-Term deposits
Self Assessment 1
Self Assessment 2
EXAM Class of Business - Short term and Long Term Deposits
Course 6 - Class of Business Long-term Insurance
Class of Business Textbook - Long-term Insurance
Self Assessment Quiz 1
Self Assessment 2 COB LTI
EXAM Class of Business Long-term Insurance
OPTIONAL ADDITIONAL RESOURCES
Certificates
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All categories
Accounting
Business
Financial Services
Interpersonal Skills
Legislation
Projects
Technology
Microsoft Excel
Leadership and Team Managem...
Conflict and Team Dynamics
Communication and Negotiati...
Regulatory Compliance and L...
Qualifications
Short Courses
Professional Certificates
Professional Certificates/Financial Reporting
Professional Certificates/Financial Planning
Home
Edwiser Forms
Course info
Financial Services Compliance
Teacher:
Charmaine Nadasan
Skill Level
:
Beginner
