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Preparation for Regulatory Exam 5 for Representatives
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Preparation for the Regulatory Examination for Representatives
Welcome
Information
Important Notices
Announcements
RE5 Preparation Guide 9 January 2024 V1
Module 1 - Introduction
Moonstone Exam Preparation Videos and Exam Techniques
Session 1 Slides
FAIS training for Representatives
Financial Services Regulatory Environment
Quiz 1
Module 2 : Task 1 - Demonstrate understanding of the FAIS Act as a regulatory framework
Video's - Understanding the Qualifying Criteria for Task 1
Task 1 Notes
Task 1 Quiz
Task 2 - Contribute towards maintaining an FSP Licence
Video's - Understanding the Qualifying Criteria for Task 2
Task 2 Notes
Task 2 Quiz
Task 3 - Define the role of the key individual in terms of the FAIS Act
Understanding the Qualifying Criteria for Task 3
Task 3 Notes
Task 3
Task 4 - Adhere to the specific Codes of Conduct
Task 4 - Understanding the Qualifying Criteria for Task 4
Task 4 Notes
Task 4 Quiz
Task 5 - Comply with regulated record keeping requirements
Task 5 - Understanding the Qualifying Criteria for Task 5
Task 5 Notes
Task 5 Quiz
Task 6 - Comply with the requirements of the FIC Act and Money Laundering and Terrorist Financing Control regulations, as it applies to the FSP
Understanding the Qualifying Criteria for Task 6
Task 6 Notes
FICA Updates and Video Content
Task 6
Task 7 - Dealing with complaints that have been submitted to the Ombud for FSPs
Understanding the Qualifying Criteria for Task 7
Task 7 Notes
Task 7
Task 8 - Operate as a representative in terms of the FAIS Act
Understanding the Qualifying Criteria for Task 8
Task 8 Notes
Additional Video Resources
Task 8
RE5 Glossary
Legislation
News Updates
Mock Exams
RE5 Mock Exam 1
RE5 Mock Exam 2
RE5 Mock Exam 3
RE5 Mock Exam 4
RE5 Mock Exam 5
RE5 Mock Exam 6
RE5 Mock Exam 7
RE5 Mock Exam 8
RE5 Mock Exam 9
RE5 Mock Exam 10
RE5 Mock Exam 11
RE5 Mock Exam 12
RE5 Mock Exam 13
RE5 Mock Exam 14
RE5 Mock Exam 15
Additional Optional Resources - FSCA Webinars
Virtual Classroom
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All categories
Accounting
Business
Financial Services
Interpersonal Skills
Legislation
Projects
Technology
Microsoft Excel
Leadership and Team Management
Conflict and Team Dynamics
Communication and Negotiation Skills
Regulatory Compliance and
Legislation
Qualifications
Short Courses
Professional Certificates
Financial Reporting
Financial Planning
Home
Edwiser Forms
Edwiser Forms
Course information
Preparation for Regulatory Exam 5 for Representatives
Teacher:
Charmaine Nadasan
Skill Level
:
Beginner
